Compliance

Indispensible.

– 01

Pinechip Capital GmbH applies expansive obligations on its internal organisation. They result from the German Banking Act (KWG), the Securities Trade Act (WpHG) and its appendant and corresponding regulations, such as the minimum requirements for risk management (MaRisk) and the minimum requirements for compliance (MaComp).

– 02

The execution of transactions in securities is effected with careful attention of clear principles that secure the transaction to be in line with the market and the ensuring of the investor’s interests. We have implemented an appropriate internal control procedure for the prevention of interference by transaction costs of investor’s interests. We provide our best execution policy on enquiry.

– 03

Pinechip Capital GmbH and its employees consider the identification and the prevention or rather the appropriate handling of such conflicting interests as a major condition for the provision of premium services for our customers. Our aim is to meet any conflicting interests in a manner that ensures the fair treatment of all involved parties. We provide our policy for conflicting interests on enquiry.